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included. Physical models often have to be “tuned” to re-
produce observed behavior. Alternatively, empirical models
reproduce observed behavior by design.
concentration is less than 0.002, with a standard deviation
of 0.008. Apparently the annual cycle has only one degree
of freedom per year, an amplitude that determines the Sep-
tember minimum. The success of this one-dimensional fit
motivates the following two-dimensional case.
3.3. Empirical Models
3.3.2. Two-dimensional linear model.
Let
x
equal thin ice
concentration and
y
equal thick ice concentration. We wish
to formulate simple equations for
x
and
y
that reproduce, in
an average sense, the annual trajectories of figure 3. Based
on the one-dimensional case, we choose linear equations
with annually periodic coefficients:
While
Merryfield
et al.
[this volume] constructed a simple
physical model to mimic the essential behavior of the sea ice
component of CCSM3, we adopt an empirical approach to-
ward “modeling the model” in which we postulate a simple
form for the evolution equations of thin ice and thick ice that
includes undetermined coefficients, use the output of PIO-
MAS or CCSM3 to find the coefficients that best reproduce
the thin/thick trajectory, and then study the stability proper-
ties of the resulting equations.
d
x
/
d
t
=
a
(
t
)(
1
−
x
−
y
) +
b
(
t
)
x
+
c
(
t
)
y
d
y
/
d
t
=
d
(
t
)(
1
−
x
−
y
) +
e
(
t
)
x
+
f
(
t
)
y
.
(2)
3.3.1. One-dimensional linear model.
We start with a one-
dimensional formulation. Let
z
equal the total sea ice con-
centration in the Arctic. We postulate d
z
/d
t
= p(
t
)(1 -
z
),
where p(
t
) is an annually periodic function of the form p(
t
)
=
A
cos(ω(
t
- τ)). With
t
measured in months, the frequency
ω is 2π/12. The constant τ = 10.3 months is a phase shift to
align the minima of
z
(
t
) with the end of summer. The mo-
tivation for the form of this equation is that it is linear in
z
,
the solutions are periodic, and it gives the correct shape of
the annual cycle (as shown presently). If
A
is a constant then
the amplitude of each annual cycle is the same. If we allow a
different value of
A
each year, we can reproduce interannual
variability. figure 4 shows the solution of this one-dimen-
sional equation (solid line), together with the monthly Arc-
tic sea ice concentration from PIOMAS (black dots). The
annual values of
A
used in this 10-year interval are [0.98,
0.96, 0.97, 0.99, 0.98, 0.83, 0.81, 0.90, 0.84, 1.19]. The fit
is remarkably good: the bias between
z
and the PIOMAS ice
The term 1 -
x
-
y
is the open water concentration. The six
functions
a
,
b
,
c
,
d
,
e
, and
f
are determined from the 48-
year time series of PIOMAS thin ice and thick ice concen-
trations using a least squares method. Let time be measured
in months, and replace the continuous d
x
/d
t
with Δ
x
, which
represents the change in thin ice concentration from one
month to the next. Consider the change from, say, january to
february. We write
(3)
D
x
k
=
a
(
1
−
x
k
−
y
k
) +
bx
k
+
cy
k
+
error
k
,
where
x
k
and
y
k
are the concentrations of thin ice and thick
ice in january of year
k
and Δ
x
k
is the change in thin ice
concentration from january to february of year
k
. This is 48
equations (48 years,
k
= 1 to 48) with three unknowns:
a
,
b
,
and
c
. We find
a
,
b
, and
c
by using a standard least squares
procedure that minimizes the variance of the error term. The
process is repeated for the change from february to March,
March to April, etc. Thus
a
(
t
) consists of 12 values, one for
each month, and similarly for
b
(
t
) and
c
(
t
). finally, the same
procedure is applied to the thick ice equation (for Δ
y
k
) to ob-
tain the 12 values of
d
(
t
),
e
(
t
), and
f
(
t
). The equations (2) can
then be integrated in time, starting from some initial state
(
x
0
,
y
0
). figure 5 shows the resulting equilibrium trajectory
that is obtained, no matter what the initial state. The full 48-
year thin ice/thick ice trajectory from PIOMAS is shown in
gray. The equilibrium trajectory is clearly an average of the
48 years, by construction. The coefficients
a
(
t
),
b
(
t
),
c
(
t
),
d
(
t
),
e
(
t
), and
f
(
t
) parameterize the annual cycle of forcing
fields such as air temperature (i.e., cold in winter and warm
in summer). If the coefficients were constants instead of pe-
riodic functions, the equilibrium would be a single point.
Figure 4.
Solid curve is the solution of d
z
/d
t
= p(
t
)(1 -
z
), where
p(
t
) is a cosine function with a period of 1 year and a different
amplitude for each year shown by solid curve. Black dots indicate
monthly Arctic sea ice concentration from PIOMAS.
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