Database Reference
In-Depth Information
• Prior Year Consolidated Balance Sheet
• Prior Year Consolidated Income Statement
• Prior Year Account-Process Matrix
• Prior Year Risks-Control Matrix (RCM)
• Prior Year Key Process List by Location
• Prior Year Issue Log
• Prior Year IT Application and General Computer Controls
(ITGC and Application) Matrix
The spreadsheet shown in the following screenshot is used to review
control documentation:
Rating current year risk
Once the risks are reviewed with executive management, the risk managers
categorize the risk response and treatment.
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