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Figure 1. Graphical representation of DTDs (D 1 and D a ) and tree-pattern formulas (schemas) S 1 and S a
for documents conforming to those DTDs, S a is restricted to depth of 3
are represented in a form of trees, whose leaves are labeled with text-valued variables. We will consider
two classes of tree-pattern formulas: schemas and functional dependencies .
Definition 2. ( tree pattern ) A tree pattern over D = ( top , L , Ter , σ) is an expression that can be defined
recursively by the following grammar:
TP ::= / E | EE ::= l | l [ E 1 , ..., E k ] | E / E' , and first ( E i ) σ( l ), for i = 1,
..., k ; and first ( E' ) σ( last ( E )),
irst ( l ) = last ( l ) = l ,
irst ( l [ E 1 , ..., E k ]) = last ( l [ E 1 , ..., E k ]) = l ,
irst ( E / E' ) = irst ( E ),
last ( E / E' ) = last ( E' ).
Example 2 . For L = { pubs, pub, title, year, author, name, university }, the following expressions are tree
patterns over L :
TP 1 = / pubs [ pub [ title , year [ author [ name , university ]]]],
TP 2 = pubs/pub [ title, author ]/ year ,
TP 3 = pub / author .
TP a = / parts [ part [ pid , part [ pid part [ pid ]]]].
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