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illustrated in Figure 10.6 above, where each triangle represents a clade , that is, a
subtree arising from a node and all its descendants and edges connecting them; here
it could be a single leaf. For clades A
D , an NNI move is essentially a move
on a quartet, exchanging the neighbor of one cherry for a neighbor of the other cherry
(see Figure 10.6 ). The SPR moves and TBR moves are more general but can be sim-
ilarly pictured; see, e.g., [ 2 , Section 2.6] for definitions and representative pictures,
or [ 23 , Section 3] for a definition and picture of an SPR move relevant to our later
discussion.
,
B
,
C
,
10.4 NEIGHBOR-JOINING AND BME
10.4.1 Neighbor-Joining
The Neighbor-Joining (NJ) Algorithm [ 16 ] takes as input a dissimilarity map c
n
2
,ω) T n ,
by iteratively picking cherries out of X . There are three essential steps in the NJ
Algorithm:
and builds an edge-weighted unrooted binary phylogenetic X -tree
(
T
R
1. Pick a cherry
{
,
}
,
X .
2. Create a node a i , j joining leaves i and j .
3. Compute the distances from other nodes (including i
i
j
, for leaves i
j
j and all other leaves in
X ) to the new node a i , j (and so produce a new dissimilarity map).
,
If
|
X
| >
3, one then continues the procedure by eliminating
{
i
,
j
}
from the set of leaves
X (i.e., replace
by a i , j in the set X ) and seeking the next cherry in the remaining
set of leaves to join, until the total number of remaining leaves n is 3. The result is
an edge-weighted unrooted binary phylogenetic X -tree. Visually, one can proceed by
picturing a star tree on
{
i
,
j
}
-leaves and seeing the NJ Algorithm as a set of instructions
for successively splitting off leaves onto their own branches (see Figure 10.7 ).
The key component of the NJ Algorithm is the method for picking cherries, accom-
plished by the Q -criterion, described in Theorem 10.2 below. The formulation of the
cherry-picking step of the NJ Algorithm, as a problem of minimizing the Q -values,
comes from a reworking of [ 16 ]by[ 24 ].
Theorem 10.2.
|
X
|
(Cherry-picking criterion (also known as Q -criterion) [ 16 , 24 ])
n
2
R
T n with leaf set X, and define the
Let c
beatreemetricforatreeT
n
×
n-matrix Q c with entries:
n
n
Q c (
i
,
j
) = (
n
2
)
c i , j
c i , k
c k , j
= (
n
4
)
c i , j
c i , k
c k , j .
(10.3)
k =
k =
k = j
k = i
1
1
i ,
j }⊂
i ,
j )
Then any pair of leaves
{
X, forwhich Q c (
is minimal, is a cherry in
thetreeT.
 
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