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Aristotele's
arrow
Belief
(evaluation)
Emotion
(appraisal)
Spinoza's
arrow
Figure 5.1
From Evaluation to Appraisal and vice-versa
5.4 Appraisal
We assume that a positive or negative emotional response can be associated with some stimulus.
The automatic activation of this associated internal response (in Damasio's terms, a 'somatic
marker'; (Damasio, 1994)) is the 'appraisal' of the stimulus postulated by several theories
of emotions (Arnold, 1960), (Frijda, 1986), (Frijda, 1988), (Lazarus
et al.
, 1970) (Ortony,
1990). The associated negative or positive affective response makes the situation bad or good,
unpleasant or pleasant, and we dislike or we like it.
'
Appraisal' consists of an automatic association (conscious or unconscious) of an internal
affective response/state either pleasant or unpleasant, either attractive or repulsive, etc., to
the appraised stimulus or representation.
It does not consist of a judgment of appropriateness or capability
- possibly supported by
additional justifications; on the contrary, it just consists of a subjective positive or negative
experience/feeling associated with the stimulus or with the mental representation, usually
previously conditioned to it in similar circumstances, and now retrieved.
This gives us a completely different 'philosophy' of valence and value: now the 'motto' is
the other way around - in Spinoza's spirit - (see Figure 5.1)
'It is good/beautiful what we like/what is pleasant'
As a
cognitive evaluation of m is likely to give rise to some goal
: if the evaluator
X
believes
something
m
to be a means for
X
's goal
g
,
X
comes to have the goal 'of acquiring and using
the means
m
' (we call
q
this instrumental goal); also
the emotional appraisal of m gives rise
to a goal
: it activates a very general goal linked to the emotional reaction. This is the
cognitive
aspect of emotional appraisal. Positive appraisal activates an 'approach goal' ('to be close to
m
;
to have
m
'), while negative appraisal activates a generic avoidance goal ('not to be close to
m
;
to avoid
m
'). We consider
these sub-symbolic, implicit forms of 'evaluation' as evolutionary
and developmental forerunners of cognitive evaluations
. Thus we believe the answer to the
question 'do emotions imply evaluations?' depends on the level of analysis addressed.
In sum, in our view:
(1)
Appraisal is an associated, conditioned somatic response
that has a central component
and involves pleasure/displeasure, attraction/repulsion. Here attraction/repulsion is not a
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