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the periodic lattice potential in the solid. Hohenberg and Kohn (1964)
established two important results. Firstly, they showed that the external
potential is a unique functional of the electron density
n
(
r
), and hence
that the ground-state wavefunction Φ and the energy functional
Φ
>
+
v
ext
(
r
)
n
(
r
)
d
r
<
Φ
|H|
Φ
>
=
<
Φ
|
(
T
+
U
)
|
(1
.
2
.
4)
are unique functionals of
n
(
r
). Secondly, they proved that the energy
functional (1.2.4) attains its minimum value, the ground-state energy,
for the correct ground-state density. Hence, if the universal functional
<
Φ
Φ
>
were known, it would be straightforward to use this
variational principle to determine the ground-state energy for any speci-
fied external potential. However, the functional is not known, and the
complexity of the many-electron problem is associated with its approx-
imate determination.
Guided by the successes of the one-electron model, Kohn and Sham
(1965) considered a system of non-interacting electrons with the same
density as that of the real system, satisfying the single-particle Schro-
dinger equation
|
(
T
+
U
)
|
2
+
v
eff
(
r
)
ψ
i
(
r
)=
ε
i
ψ
i
(
r
)
.
h
2
2
m
∇
−
(1
.
2
.
5)
ThegroundstateΦ
S
of such a system is just the antisymmetrized prod-
uct, or
Slater determinant
,formedfromthe
Z
lowest-lying one-electron
orbitals, so that the electron density is the sum over these orbitals:
Z
2
.
n
(
r
)=
|
ψ
i
(
r
)
|
(1
.
2
.
6)
i
The effective potential
v
eff
(
r
) must therefore be determined so that
n
(
r
)
is also the ground-state density of the real system. To accomplish this,
the energy functional (1.2.4) may be written in the form
<
Φ
|H|
Φ
>
=
<
Φ
S
|
T
|
Φ
S
>
+
1
2
e
2
n
(
r
)
|
r
−
r
|
d
r
+
v
ext
(
r
)
n
(
r
)
d
r
+
E
xc
{n
(
r
)
(1
.
2
.
7)
},
where the first contribution is the kinetic energy of the non-interacting
system, and the second is the Hartree energy of the charge cloud. The
last term is the difference between the true kinetic energy and that of the
non-interacting system, plus the difference between the true interaction
energy of the system and the Hartree energy. This exchange-correlation
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